Compliance Monitoring Officer

  • Salary:£65,000 per annum Bonus and benefits
  • Location:London West End
  • Term: Permanent
  • Posted:20 Apr 2015

Our Client is highly reputable private bank based in the heart of the West End. They are looking for an individual who has previously worked in a Compliance Department to take on a role as Compliance Monitoring Officer in their organisation.

1Undertake daily, periodic and third party compliance monitoring;
2Assist in the review, development and implementation of a risk-based compliance monitoring programme;
3Ensure findings following testing of the compliance monitoring programme are documented and followed-up in a timely manner;
4Identify and monitor risks that the company faces and suggest ways to mitigate these risks as well as Conflicts of Interest;
5Assist in enhancing current compliance monitoring statistics as both a management tool and as a mechanism to identify potential increases / decreases in the risks the company faces (amending the compliance monitoring programme where necessary);
6Provide data and written reports for inclusion in Board Reports;
7Perform general compliance tasks as well as involvement in ad hoc compliance projects;
8Any other ad hoc duties you may be asked to perform consistent with your role.

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